Reading Room
International Association of Risk and
Compliance Professionals (IARCP)
Risk and Compliance News -
February 2010
Risk and Compliance News -
January 2010
Risk and Compliance News -
November 2009
Risk and Compliance News -
October 2009
Risk and Compliance News -
September 2009
Risk and Compliance News - July 2009
Compliance Officer
Sarbanes
Oxley Compliance, Basel ii Compliance, Hedge Funds, Alternative
Investments, HIPAA Compliance, Compliance and the EU, AML
Compliance, Insider Trading, PCI Compliance, Privacy and
Compliance, Gramm-Leach-Bliley Act (GLBA) Compliance, UK FSA
Compliance, FISMA Compliance, Compliance and the Board, Ethics and
code of conduct, Chief Compliance Officer, Environmental
Compliance, Compliance Jobs, Compliance Software, Training, Books,
Certification, Forums
www.compliance-officer.org
Chief Compliance Officer
The role
of the Chief Compliance Officer, Challenges for the Chief
Compliance Officer, Books for the Chief Compliance Officer, Chief
Compliance Officer Jobs, Training, Forums
www.chief-compliance-officer.org
Risk Officer
The Role of the Risk Officer.
Credit, Market, Operational, Reputational, Legal Risk
Training, Certification, Associations, Jobs, Books for the Risk
Officer
www.risk-officer.com
Chief
Risk Officer
The new evolving role of the Chief Risk
Officer.
Training, Certification, Associations, Jobs, Books for the Chief
Risk Officer
www.chief-risk-officer.com
Compliance Training Portal
Sarbanes Oxley Compliance Training, MiFID Training, Basel ii
Compliance Training, Capital Requirements Directive Training,
Compliance Training for the Board, E-SOX Training, Compliance
Training for the Risk Committee, J-SOX Training, HIPAA Training,
Solvency ii Training, AML Training, UCITS III Training, PCI
Training, Arbitrage Training, OSHA compliance training, Compliance
Training for Hedge Funds, Ethics and Code of Conduct Training,
CISSP Training, Compliance Training Books
www.compliance-training.net
Stop Tax Haven Abuse Act
According to senator Levin "tax havens sell secrecy to attract
clients to their shores. They peddle secrecy the way other
countries advertise high quality products or services. And though
they go to great lengths to justify and defend their practices,
that secrecy is utilized by thousands of people to cloak tax
evasion and other misconduct"
What all these mean to risk and compliance
professionals
www.stop-tax-haven-abuse-act.com
Prevent Excessive Speculation Act
This particular legislation makes four sets of changes.
1. Require the
Commodity Futures Trading Commission
(CFTC)
to set limits on the holdings of traders in all of the energy
futures contracts traded on regulated exchanges to prevent
traders from engaging in excessive speculation
or price manipulation.
2. Closes the “London loophole” by giving the CFTC the same
authority to police traders in the United States who trade U.S.
futures contracts on a foreign exchange
3. Closes the “swaps loophole” by requiring traders in the
over-the-counter energy markets to report large trades to the CFTC
4.
Requires the CFTC to revise the standards that allow traders who
use futures markets to hedge their holdings to exceed the
speculation limits that apply to everyone else
www.prevent-excessive-speculation-act.com
Emergency Economic Stabilization Act of 2008
Provides authority to the Treasury Secretary to restore
liquidity and stability to the U.S. financial system and to ensure
the economic well-being of Americans.
The
Troubled Assets Relief Program
www.emergency-economic-stabilization-act.us
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